Daily Rules, Proposed Rules, and Notices of the Federal Government


Office of the Comptroller of the Currency

List of Office of Thrift Supervision Information Collections Transferred to the Office of the Comptroller of the Currency and the Board of Governors of the Federal Reserve System Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act

AGENCY: Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the Federal Reserve System (Board).
ACTION: Joint notice.
SUMMARY: On July 21, 2010, President Barack Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). As part of the comprehensive package of financial regulatory reform measures enacted, Title III of the Dodd-Frank Act transfers the powers, authorities, rights and duties of the Office of Thrift Supervision (OTS) to other banking agencies, including the OCC and the Board on the "transfer date." The transfer date is one year after the date of enactment of the Dodd-Frank Act, July 21, 2011. The Dodd-Frank Act also abolishes the OTS ninety days after the transfer date. As a result of the Dodd-Frank Act, OTS transferred all of its information collections to either the OCC or the Board, as appropriate.

OCC:Mary H. Gottlieb or Ira L. Mills, OCC Clearance Officers, (202) 874-5090 or (202) 874-6055, Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219.

Board:Cynthia Ayouch, Federal Reserve Board Clearance Officer, (202) 452-3829, Division of Research and Statistics, Board of Governors of the Federal Reserve System, 20th and C Streets, NW., Washington, DC 20551. Telecommunications Device for the Deaf (TDD) users may call (202) 263-4869.


This joint notice sets out the list of the OTS's information collections that were transferred to either the OCC or the Board, as appropriate. The tables below indicate the former OTS OMB control numbers for each information collection and the new OMB control numbers for each related OCC or Board information collection.1 For additional details on any of these information collections, please refer to the followingWeb site:, the reporting forms applicable to savings and loan holding companies are available on the Board's public Web site at:, the Dodd-Frank Act also provides that on the designated transfer date, July 21, 2011, rulemaking and certain other authorities relating to Federal consumer financial law transferred to the Consumer Financial Protection Bureau (CFPB). In connection with this transfer of authorities, certain information collections held by OCC and the Board will be transferred to the CFPB. A separate notice will be published identifying the collections transferring to the CFPB.

1The interim control numbers reflect the numbers assigned when the collections were initially transferred from OTS to the OCC or Board. The final control numbers that differ from the interim control numbers reflect the existing OCC or Board collection with which the collections will ultimately be merged.

OTS Information Collections That Were Transferred to the OCC OTS control No. Title Interim control No. Final control No. 1550-0003 Suspicious Activity Report 1557-0270 1557-0180. 1550-0004 Deposit and Savings Account by Office Discontinued Discontinued. 1550-0005 Interagency Charter and Federal Deposit Insurance Application 1557-0269 1557-0014. 1550-0006 Branch Office 1557-0268 1557-0014. 1550-0007 Application for Conversion 1557-0267 1557-0014. 1550-0011 General Reporting and Recordkeeping by Savings Assocs. 1557-0266 1557-0176.
  • 1557-0266.
  • 1550-0012 Community Reinvestment Act 1557-0265 1557-0160. 1550-0013 Request for Service Corporation Activity 1557-0264 1557-0014. 1550-0016 Merger Application 1557-0274 1557-0014. 1550-0017 Amendment of a Savings Association's Bylaws 1557-0277 1557-0014. 1550-0018 Amendment of a Savings Association's Charter 1557-0306 1557-0014. 1550-0019 1934 Act Disclosures 1557-0258 1557-0106. 1550-0021 Loan Application Register 1557-0256 1557-0176. 1550-0023 Thrift Financial Report 1557-0255 1557-0081. 1550-0025 Purchase of Branch Office(s) and/or Transfer of Assets/Liabilities 1557-0254 1557-0014. 1550-0030 Application For Issuance of Subordinated Debt Securities/Notice of Issuance of Subordinated Debt or Mandatorily Redeemable Preferred Stock 1557-0276 1557-0014. 1550-0032 Interagency Notice of Change in Control 1557-0272 1557-0014. 1550-0035 Securities Offering Disclosures 1557-0273 1557-0120. 1550-0037 Fiduciary Powers of Savings Associations 1557-0262 1557-0140. 1550-0041 Procedures for Monitoring Bank Secrecy Act 1557-0263 1557-0180. 1550-0047 Notice of Hiring or Indemnifying Senior Executive Officers or Directors 1557-0261 1557-0014. 1550-0051 Management Officials Interlocks 1557-0260 1557-0014. 1550-0053 Application Processing Fees 1557-0253 1557-0014. 1550-0056 Application Filing Requirements 1550-0308 1557-0014. 1550-0059 Capital Distributions New Collection to be Added that is identical to that Transferred to the FRB New Collection to be Added that is identical to that Transferred to the FRB. 1550-0062 Minimum Security Devices and Procedures 1557-0259 1557-0180. 1550-0066 Voluntary Dissolution 1557-0271 1557-0014. 1550-0077 Operating Subsidiary 1557-0275 1557-0014. 1550-0078 Lending and Investment 1557-0278 1557-0190. 1550-0081 Release of Non-Public Information 1557-0279 1557-0200. 1550-0087 Annual Thrift Satisfaction Survey 1557-0280 1557-0014. 1550-0088 Loans in Areas Having Special Flood Hazards 1557-0281 1557-0202. 1550-0092 Deposits 1557-0282 1557-0176. 1550-0094 Financial Management Policies-Interest Rate Risk 1557-0299 1557-0299. 1550-0095 Electronic Operations 1557-0301 1557-0301. 1550-0096 Minority Thrift Certification Form Discontinued Discontinued. 1550-0103 Privacy of Consumer Financial Information 1557-0302 1557-0216. 1550-0104 Interagency Guidance on Asset Securitization Activities 1557-0303 1557-0217. 1550-0105 CRA Sunshine 1557-0284 1557-0219. 1550-0106 Consumer Protection for Depository Institution Sales of Insurance 1557-0283 1557-0220. 1550-0109 Recordkeeping and Confirmation Requirements for Securities Transactions 1557-0304 1557-0142. 1550-0110 Interagency Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice 1557-0295 1557-0227. 1550-0111 Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities 1557-0300 1557-0229. 1550-0112 Fair Credit Reporting Affiliate Marketing Regulations 1557-0297 1557-0230. 1550-0113 Identity Theft Red Flags and Address Discrepancies under the Fair and Accurate Credit Transactions Act of 2003 1557-0305 1557-0237. 1550-0115 Risk-Based Capital Standards: Advanced Capital Adequacy Framework 1557-0288 1557-0234. 1550-0118 Transfer Agency Registration and Amendment Form 1557-0298 1557-0124. 1550-0119 Procedures to Enhance the Accuracy and Integrity of Information Furnished to Consumer Reporting Agencies under Section 312 of the FACTA 1557-0296 1557-0238. 1550-0120 Advanced Capital Adequacy Framework Regulatory Reporting Requirements 1557-0294 1557-0239. 1550-0121 Survey of Information Sharing Practices with Affiliates Discontinued Discontinued. 1550-0122 Unfair or Deceptive Acts or Practices Disclosures 1557-0293 1557-0293. 1550-0123 Application and Termination Notice for Municipal Securities Dealer Principal or Representatives 1557-0307 1557-0184. 1550-0125 Supervisory Guidance: Supervisory Review of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework 1557-0292 1557-0242. 1550-0126 Consumer Complaint Form 1557-0291 1557-0232. 1550-0127 Registration of Mortgage Loan Originators 1557-0290 1557-0243. 1550-0128 Funding and Liquidity Risk Management 1557-0289 1557-0244. 1550-0129 Incentive Compensation Guidance 1557-0287 1557-0245. 1550-0130 Reverse Mortgage Products-Guidance for Managing Compliance and Reputation Risks 1557-0285 1557-0246.
    OTS Information Collections That Were Transferred to the Board OTS control No. Title Interim control No. Final control No. 1550-0014 Mutual to Stock Conversion Application 7100-0335 7100-0335 1550-0015 Savings Associations Holding Company Application 7100-0336 7100-0336 1550-0020 Savings and Loan Holding Company Registration Statement-H-(b)10 7100-0337 7100-0337 1550-0059 Capital Distribution 7100-0339 7100-0339
    1550-0060 Savings Association Holding Company Report H-(b)11 7100-0334 7100-0334 1550-0072 Mutual Holding Company 7100-0340 7100-0340 1550-0117 Prohibited Service at Savings and Loan Holding Companies 7100-0338 7100-0338 Dated: August 17, 2011. Michele Meyer, Assistant Director, Legislative & Regulatory Activities Division, Office of the Comptroller of the Currency. By order of the Board of Governors of the Federal Reserve System, under delegated authority, September 2, 2011. Jennifer J. Johnson, Secretary of the Board.