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RULES: Commodity interest transactions; intermediaries; regulatory framework; Customer funds investment; correction,
Published: 2000-12-28
The Commodity Futures Trading Commission (Commission) is
moving forward the effective date of its recent rule amendments
concerning the investment of customer funds by futures commission
merchants (FCMs) and clearing organizations to permit FCMs and clearing
organizations to engage in the expanded investment activity at an
earlier date. The
RULES: Multilateral transaction execution facilities, market intermediaries, and clearing organizations; commodity interest transactions, intermediaries; etc.; Partially withdrawn,
Published: 2000-12-28
On December 13, 2000 (65 FR 77962; 65 FR 77993, 65 FR 78020,
65 FR 78030), the Commission issued final rules promulgating a new
regulatory framework to apply to multilateral transaction execution
facilities, to market intermediaries and to clearing organizations. Due
to the enactment of statutory revisions to the Commodity Exchange Act,
the
RULES: Annual report filings; time extension,
Published: 2000-12-26
The Commodity Futures Trading Commission (``CFTC'' or
``Commission'') is adopting amendments to its rules to permit commodity
pool operators (``CPOs'') to file a claim for an extension of time to
file a pool's annual report where the pool is invested in other
collective investment vehicles, and the CPO cannot obtain the
information its accountant
RULES: Multilateral transaction execution facilities, market intermediaries, and clearing organizations; regulatory framework; Correction,
Published: 2000-12-21
Correction
In rule document 0030267 beginning on page 77962 in the issue of
Wednesday, December 13, 2000, make the following correction: Secs. 1.43, 1.45 and 1.50 [Corrected]
On page 77979, in the second column, in amendatory instruction 4., after ``are'' remove ``proposed to be''.
[FR Doc.
NOTICES: Proposed collection; comment request,
Published: 2000-12-15
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501, et seq., Federal agencies are required to
publish notice in the Federal Register concerning each proposed
collection of
Part II: See Committee for the Implementation of Textile Agreements; See Coast Guard; See Federal Aviation Administration; See Federal Transit Administration; See National Highway Traffic Safety Administration; See Surface Transportation Board; See Customs Service; See Internal Revenue Service; Commodity Futures Trading Commission,
Published: 2000-12-13
The Commodity Futures Trading Commission (Commission or CFTC)
is adopting final rules to clarify the operation of the current swaps
exemption. In addition, in a companion notice of final rulemaking
published in this edition of the Federal Register, the Commission is
adopting rules that provide for the clearing of transactions under the
revised
Part II: See Committee for the Implementation of Textile Agreements; See Coast Guard; See Federal Aviation Administration; See Federal Transit Administration; See National Highway Traffic Safety Administration; See Surface Transportation Board; See Customs Service; See Internal Revenue Service; Commodity Futures Trading Commission,
Published: 2000-12-13
The Commodity Futures Trading Commission (Commission or CFTC)
is promulgating a new regulatory framework to apply to clearing
organizations. These regulations for clearing organizations are part of
an initiative that would also establish a new regulatory framework for
multilateral transaction execution facilities (MTEF) and market
intermediaries.
Part II: See Committee for the Implementation of Textile Agreements; See Coast Guard; See Federal Aviation Administration; See Federal Transit Administration; See National Highway Traffic Safety Administration; See Surface Transportation Board; See Customs Service; See Internal Revenue Service; Commodity Futures Trading Commission,
Published: 2000-12-13
As part of a comprehensive regulatory reform process, the
Commodity Futures Trading Commission (CFTC or Commission) has revised
its rules relating to intermediation of commodity futures and commodity
options (commodity interest) transactions. These new rules and rule
amendments will provide greater flexibility in several areas. For
example, to
Part II: See Committee for the Implementation of Textile Agreements; See Coast Guard; See Federal Aviation Administration; See Federal Transit Administration; See National Highway Traffic Safety Administration; See Surface Transportation Board; See Customs Service; See Internal Revenue Service; Commodity Futures Trading Commission,
Published: 2000-12-13
The Commodity Futures Trading Commission (Commission or CFTC)
is promulgating a new regulatory framework to apply to multilateral
transaction execution facilities, to market intermediaries and to
clearing organizations. This new framework constitutes a broad
exemption under the authority of section 4(c) of the Commodity Exchange
Act (Act or CEA)
PROPOSED RULES: Enumerated agricultural commodities; bilateral transactions,
Published: 2000-12-13
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing to amend the exemption from its agricultural trade option
rule, to clarify its operation in light of amendments to the exemption
for bilateral transactions, published elsewhere in this issue of the
Federal Register.
NOTICES: Proposed collection; comment request,
Published: 2000-12-12
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Meetings; Sunshine Act,
Published: 2000-12-04
NOTICES: Meetings; Sunshine Act,
Published: 2000-12-04
NOTICES: Meetings; Sunshine Act,
Published: 2000-12-04
NOTICES: Meetings; Sunshine Act,
Published: 2000-12-04
NOTICES: Meetings; Sunshine Act,
Published: 2000-12-04
RULES: Futures commission merchants and introducing brokers; minimum financial requirements; Capital charge on unsecured receivables due from foreign brokers,
Published: 2000-11-07
The Commodity Futures Trading Commission. (``Commission'') is
amending its net capital rule to expand the exemption from the five
percent capital charge that a futures commission merchant (``FCM'') or
introducing broker is required to take against unsecured foreign broker receivables in computing its adjusted net capital.\1\
\1\ An introducing
PROPOSED RULES: Annual report filings; time extension,
Published: 2000-11-07
Commodity Futures Trading Commission (``Commission'') Rules
4.22(c) and (d) \1\ require that commodity pool operators (``CPOs'')
distribute annual reports containing specified information, certified
by an independent public accountant, to each pool participant within 90
calendar days after the end of the pool's fiscal year.\2\ The proposed
NOTICES: Meetings; Sunshine Act,
Published: 2000-11-03
``FEDERAL REGISTER'' CITATION OF PREVIOUS ANNOUNCEMENT: 65 FR 65843; 65
FR 64687.
PROPOSED RULES: Futures commission merchants; daily computation of amount of customer funds required to be segregated; amendments,
Published: 2000-10-31
The Commodity Futures Trading Commission (``Commission'') is
proposing to amend Commission Rule 1.32 to permit a futures commission
merchant (``FCM''), in computing the amount of customer funds required
to be held in segregated accounts pursuant to section 4d(2) of the
Commodity Exchange Act (``Act''), to offset a net liquidating deficit
or debit
NOTICES: Meetings; Sunshine Act,
Published: 2000-10-30
``Federal Register'' Citation of Previous Announcement: 65 FR 65843.
Previously Announced Time and Date of Meeting: 1 p.m., Monday, October 30, 2000.
Changes in the Meeting: The open meeting previously scheduled for 1 p.m., Monday, October 30, 2000 has
[[Page 64688]]
been postponed until 1 p.m., Wednesday, November 1, 2000.
Contact Person for More
RULES: International Affairs Office; Director and Deputy Director,
Published: 2000-10-26
The Commodity Futures Trading Commission (Commission) is
amending certain provisions of its part 140 regulations to add the
Director and Deputy Director of the Commission's Office of
International Affairs as persons to whom certain authorities are
delegated.
NOTICES: Meetings; Sunshine Act,
Published: 2000-10-25
Agency Holding the Meeting: Commodity Futures Trading Commission.
Time and Date: 1:00 p.m., Monday, October 30, 2000.
Place: 1155 21st St., NW., Washington, DC, Lobby Level Hearing Room. Status: Open.
Matters to be Considered:
Final rules for a regulatory framework for Multilateral
Transaction Execution Facilities,
NOTICES: Meetings; Sunshine Act,
Published: 2000-10-25
NOTICES: Meetings; Sunshine Act,
Published: 2000-10-25
