200020012002200320042005200620072008
Pages:
12345»
NOTICES: Meetings; Sunshine Act,
Published: 2002-12-31
Time and Date: 11 a.m., Friday, January 10, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Meeting.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0233103 Filed 122702; 12:30 pm]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2002-12-31
Time and Date: 11 a.m., Friday, January 17, 2003.
Place: 1155 21st St., NW., Washington DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance meeting.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0233104 Filed 122702; 12:30 am]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2002-12-31
Time and Date: 11 a.m., Friday, January 24, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance meeting.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0233105 Filed 122702; 12:30 pm]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2002-12-31
Time and Date: 11 a.m., Friday, January 31, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance meeting.
Contact person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0233106 Filed 122702; 12:30 pm]
BILLING CODE 635101M
RULES: National Futures Association; filing clarifications,
Published: 2002-12-18
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') has adopted amendments which govern Commodity Pool
Operators (``CPOs'') and Commodity Trading Advisors (``CTAs''). These
amendments make clear that certain Disclosure Documents, annual
financial reports, notices of eligibility, claims of exemption, and
requests for
PROPOSED RULES: Commodity pool operators; otherwise regulated persons excluded from term definition,
Published: 2002-12-18
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') is extending the comment period for the proposed amendment
to Rule. 4.5 (the ``Proposal'') that would add an alternative
limitation on the nonhedge activities of eligible persons claiming
relief under the rule. The new deadline for submitting public comments
is January 13,
NOTICES: Authorization for review and custody of commodity pool operators’ financial reports,
Published: 2002-12-18
The Commodity Futures Trading Commission (the ``Commission'')
is authorizing the National Futures Association (``NFA'') to conduct
reviews of annual financial reports filed with the Commission by
commodity pool operators (``CPOs''), as required by Commission Rules
4.22(c) and 4.7(b)(3), and to grant and deny certain requests for
extensions of time
PROPOSED RULES: Requirement to register for CPOs of certain pools and CTAs advising such pools; exemption; Correction,
Published: 2002-11-18
Correction
In proposed rule document 0228820 beginning on page 68785 in the
issue of Wednesday November 13, 2002, make the following correction:
On page 68785, in the third column, in the DATES section, in the
second line, `` January 13, 2002'' should read ``January 13, 2003''. [FR Doc. C228820 Filed 111502; 8:45 am]
BILLING CODE 150501D
NOTICES: Meetings; Sunshine Act,
Published: 2002-11-18
NOTICES: Meetings; Sunshine Act,
Published: 2002-11-18
NOTICES: Meetings; Sunshine Act,
Published: 2002-11-18
NOTICES: Meetings; Sunshine Act,
Published: 2002-11-18
NOTICES: Meetings; Sunshine Act,
Published: 2002-11-18
NOTICES: Proposed collection; comment request,
Published: 2002-11-14
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3510 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
PROPOSED RULES: Requirement to register for CPOs of certain pools and CTAs advising such pools; exemption,
Published: 2002-11-13
The Commodity Futures Trading Commission (Commission or CFTC)
has received two specific proposals that would provide additional
exemption from registration as a commodity pool operator (CPO). It also
has received a proposal that would provide additional exemption from
registration as a commodity trading advisor (CTA). The this Federal
Register
NOTICES: Submission for OMB review; comment request,
Published: 2002-11-12
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
RULES: Accounts holding security futures products; applicability of customer protection, recordkeeping, reporting, and bankruptcy rules, etc.; Correction,
Published: 2002-11-05
Correction
In rule document 0223274 beginning on page 58284 in the issue of
Friday, September 13, 2002, make the following corrections:
1. On page 58287, in the first column, in footnote 30, in the third
line, `` ``FCM'' that is fully registered'' should read, `` ``FCM'' pertains to an FCM that is fully registered''.
2. On page 58288, in
NOTICES: Meetings; Sunshine Act,
Published: 2002-10-31
NOTICES: Chicago Mercantile Exchange—; Live cattle,
Published: 2002-10-30
The Chicago Mercantile Exchange (CME or Exchange) has
requested that the Commission approve proposed amendments to the spot
month speculative position limits for the live cattle futures contract.
The proposal was submitted pursuant to the provisions of section
5c(c)(2) of the Commodity Exchange Act (Act) and Commission Regulation
40.4(a). Under
NOTICES: Meetings; Sunshine Act,
Published: 2002-10-29
Time and Date: 11 a.m., Friday, November 1, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance matters.
[[Page 65958]]
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc.
NOTICES: Meetings; Sunshine Act,
Published: 2002-10-29
Time and Date: 11 a.m., Friday, November 29, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance matters.
NOTICES: Meetings; Sunshine Act,
Published: 2002-10-29
NOTICES: Meetings; Sunshine Act,
Published: 2002-10-29
NOTICES: Meetings; Sunshine Act,
Published: 2002-10-29
PROPOSED RULES: Commodity pool operators; otherwise regulated persons excluded from term definition,
Published: 2002-10-28
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing to amend Rule 4.5 by adding an alternative limitation on
the nonhedge activities of eligible persons claiming relief under the
rule (Proposal). The Commission also is taking a ``noaction'' position
to permit the use of this alternative criterion pending final action on
an
