Browse: Departments Dates Agencies
Docket ID: [Docket No. EERE-2008-BT-TP-0004]
RIN ID: RIN 1904-AB75
SUBJECT CATEGORY: Energy Conservation Program: Test Procedures for Battery Chargers and External Power Supplies (Standby Mode and Off Mode) and for Multiple-Voltage External Power Supplies
DOE will accept comments, data, and information regarding the NOPR (proposed rule) until October 29, 2008. See section IV, ``Public Participation,'' of this proposed rule for details.
DOCUMENT SUMMARY: The Department of Energy (DOE) proposes to amend its test procedures for battery chargers and external power supplies to include provisions for measuring standby mode and off mode energy consumption, as directed by the Energy Independence and Security Act of 2007. DOE also proposes to add a test procedure for measuring the energy consumption of multiplevoltage external power supplies. In addition, DOE proposes to make revisions to the singlevoltage external power supply test procedure. DOE also proposes to extend the current certification reporting requirements to the Class A external power supplies for which Congress established energy efficiency standards in the Energy Independence and Security Act of 2007. Finally, DOE announces a public meeting to receive comment on this proposal and the issues presented in this notice.
SUMMARY: Energy Department,
A. Standby Mode and Off Mode
B. MultipleVoltage External Power Supplies
C. External Power Supply Definitions
D. SingleVoltage External Power Supply Test Procedure Amendments
E. SwitchSelectable SingleVoltage External Power Supplies
F. Submission of Certification Test Data to DOE
III. Discussion
A. Standby Mode and Off Mode
1. Battery Chargers
i. Definitions
ii. Test Method
2. External Power Supplies
i. Definitions
ii. Test Method
B. MultipleVoltage External Power Supplies
1. Test Apparatus and General Instructions
i. Measurement Resolution and Uncertainty
ii. AC Source Voltage Requirement
iii. AC Source Distortion Requirement
iv. Test Lead Loss Measurement
2. Test Measurement
i. Power Measurement Stability Requirement
ii. Loading Conditions
iii. Proportional Allocation
iv. Minimum Output Current Requirement
v. NoLoad Mode Testing
C. External Power Supply Test Procedure Definitions
1. Revisions to Existing Definitions
2. New Definitions
D. SingleVoltage External Power Supply Test Procedure Amendments
1. Measurement Resolution and Uncertainty
2. AC Source Voltage Requirement
3. AC Source Distortion Requirement
4. Test Lead Loss Measurement
5. Power Measurement Stability Requirement
E. SwitchSelectable Voltage External Power Supplies
F. Submission of Certification Test Data to DOE
1. Background
i. Definition of ``Basic Model''
ii. Definition of ``Covered Product''
iii. Sampling Plan
iv. Test Procedures
v. Enforcement Provisions
2. Alternative Reporting Methodology Under Consideration IV. Public Participation
A. Attendance at Public Meeting
[[Page 48055]]
B. Procedure for Submitting Requests to Speak
C. Conduct of Public Meeting
D. Submission of Comments
E. Issues on Which DOE Seeks Comment
1. Standby Mode and Off Mode
2. Definitions in the Test Procedures
3. Measurement Resolution and Uncertainty
4. AC Source Voltage Requirements
5. Test Lead Loss Measurement
6. Power Measurement Stability Requirements
7. Loading Conditions for MultipleVoltage External Power Supplies
8. SingleVoltage External Power Supply Test Procedure
9. SwitchSelectable SingleVoltage External Power Supplies
10. Submission of Certification Test Data to DOE V. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
B. Review Under the Regulatory Flexibility Act
C. Review Under the Paperwork Reduction Act
D. Review Under the National Environmental Policy Act
E. Review Under Executive Order 13132
F. Review Under Executive Order 12988
G. Review Under the Unfunded Mandates Reform Act of 1995
H. Review Under the Treasury and General Government Appropriations Act, 1999
I. Review Under Executive Order 12630
J. Review Under the Treasury and General Government Appropriations Act, 2001
K. Review Under Executive Order 13211
L. Review Under Section 32 of the Federal Energy Administration Act of 1974
VI. Approval of the Office of the Secretary
Title III of the Energy Policy and Conservation Act (EPCA) (42 U.S.C. 6291, et seq.) sets forth a variety of provisions designed to improve energy efficiency. Part A of Title III (42 U.S.C. 62916309) establishes the ``Energy Conservation Program for Consumer Products Other Than Automobiles.'' The consumer and commercial products currently subject to this program (hereinafter referred to as ``covered products'') include battery chargers and external power supplies (collectively referred to as ``BCEPS''). Manufacturers of covered products are required to use the relevant DOE test procedures to certify compliance with the energy conservation standards adopted under EPCA. The statutory provisions of particular relevance to today's notice of proposed rulemaking (NOPR) are discussed immediately below.
Section 323(b) of EPCA authorizes DOE to amend or establish new test procedures as appropriate for each of the covered products. (42 U.S.C. 6293(b)) This section provides that ``[a]ny test procedures prescribed or amended under this section shall be reasonably designed to produce test results which measure energy efficiency, energy use, water use (in the case of showerheads, faucets, water closets and urinals), or estimated annual operating cost of a covered product during a representative average use cycle or period of use, as determined by the Secretary [of Energy], and shall not be unduly burdensome to conduct.'' (42 U.S.C. 6293(b)(3)) In addition, EPCA states that DOE ``shall determine, in the rulemaking carried out with respect to prescribing such procedure, to what extent, if any, the proposed test procedure would alter the measured energy efficiency, measured energy use, or measured water use of any covered product as determined under the existing test procedure.'' (42 U.S.C. 6293(e)(1))
Of particular relevance to the present rulemaking, section 135 of the Energy Policy Act of 2005 (EPACT), Public Law 10958, amended sections 321 and 325 of EPCA by providing definitions for battery chargers and external power supplies and directing the Secretary to prescribe ``definitions and test procedures for the power use of battery chargers and external power supplies.'' (42 U.S.C. 6295(u)(1)(A)) DOE complied with this requirement by publishing the test procedure final rule, 71 FR 71340, on December 8, 2006, which included definitions and test procedures for battery chargers and external power supplies. DOE codified a test procedure for battery chargers in Appendix Y to subpart B of part 430 in Title 10 of the Code of Federal Regulations (CFR) (``Uniform Test Method for Measuring the Energy Consumption of Battery Chargers'') (hereinafter referred to as ``Appendix Y'') and a test procedure for external power supplies in Appendix Z to subpart B of 10 CFR part 430 (``Uniform Test Method for Measuring the Energy Consumption of External Power Supplies'') (hereinafter referred to as ``Appendix Z'').
DOE published a subsequent notice of public meeting and availability of documentation for public review on December 29, 2006. 71 FR 78389. This public meeting was called a ``Scoping Workshop'' and focused on DOE's plans for developing energy conservation standards for battery chargers and external power supplies. The Scoping Workshop was held at DOE's Forrestal Building in Washington, DC, on January 24, 2007. Information pertaining to the Scoping Workshop is available at http://www.eere.energy.gov/buildings/appliance_standards/residential/ battery_external.html .
On December 19, 2007, the Energy Independence and Security Act of
2007 (EISA), Public Law 110140, amended sections 321, 323, and 325 of
EPCA with regard to external power supplies and battery chargers.
Section 301 of EISA amended section 321 of EPCA, by modifying some of
the definitions pertaining to external power supplies. EPACT had
amended EPCA to define an external power supply as ``an external power
supply circuit that is used to convert household electric current into
DC current or lowervoltage AC current to operate a consumer product''
\1\ (42 U.S.C. 6291(36)(A)) but section 301 of EISA further amended
this definition by creating a subset of external power supplies called
Class A External Power Supplies. EISA defined this subset as those
external power supplies that, in addition to meeting several other
requirements common to all external power supplies,\2\ are ``able to
convert to only 1 AC or DC output voltage at a time'' and that have
``nameplate output power that is less than or equal to 250 watts.'' (42
U.S.C. 6291(36)(C)(i)) Section 301 also amended EPCA to establish
minimum standards for these products, effective July 1, 2008, see 42
U.S.C. 6295(u)(3)(A), and directed DOE to publish a final rule by July
1, 2011 to determine whether these energy conservation standards for
external power supplies should be amended. (42 U.S.C. 6295(u)(3)(D))
\1\ The terms ``AC'' and ``DC'' refer to the polarity (i.e.,
direction) and amplitude of current and voltage associated with
electrical power. For example, mains power, that which is found in a
household wall socket, is alternating current, or ``AC'', and it
varies in amplitude and reverses polarity. In contrast, the power
supplied by a battery or solar cell is direct current, or ``DC,'' which is constant in both amplitude and polarity.
\2\ The full EISA definition of a class A external power supply
includes a device that ``(I) is designed to convert line voltage AC
input into lower voltage AC or DC output; (II) is able to convert to
only 1 AC or DC output voltage at a time; (III) is sold with, or intended to be used with, a separate enduse product that
constitutes the primary load; (IV) is contained in a separate
physical enclosure from the enduse product; (V) is connected to the
enduse product via a removable or hardwired male/female electrical
connection, cable, cord, or other wiring; and (VI) has nameplate
output power that is less than or equal to 250 watts.'' (42 U.S.C. 6291(36)(C)(i))
Further, section 309 of EISA amended EPCA by directing DOE to issue
a final rule by July 1, 2011 that prescribes energy conservation
standards for battery chargers or classes of battery chargers or
determine that no energy conservation standard is technologically
feasible and economically justified for battery chargers. (42 U.S.C.
6295(u)(1)(E)(i)(II)) DOE plans to bundle this battery charger
rulemaking proceeding with the requirement to evaluate amendments to the energy conservation standards for external
[[Page 48056]]
power supplies mentioned above, since both must be completed by July 1, 2011. See EISA, section 301(c).
In addition, section 309 of EISA amended section 325(u)(1)(E) of EPCA, instructing DOE to issue ``a final rule that determines whether energy conservation standards shall be issued for external power supplies or classes of external power supplies.'' (42 U.S.C. 6295(u)(1)(E)(i)(I)) DOE, however, cannot conduct a determination analysis on whether it should issue conservation standards for a product for which standards have already been set by Congress in section 301(c) of EISA (i.e., Class A external power supplies). Furthermore, section 325(u)(1)(E) of EPCA, as amended by EISA, directs DOE to complete this determination analysis ``No later than 2 years after the date of enactment of this subsection.'' (42 U.S.C. 6295(u)(1)(E)(I)) This subsection, however, is a result of EPACT, which was signed into law on August 8, 2005. Interpreting this subsection strictly as amended by EISA would place the determination analysis final rule issue date on August 8, 2007, almost four months prior to the passage of EISA.
To resolve these inconsistencies, DOE interprets the ``date of enactment of this subsection'' (42 U.S.C. 6295(u)(1)(E)(I)) as the date of passage of EISA, namely December 19, 2007. In this context, DOE interprets sections 301 and 309 of EISA jointly as a requirement to determine, by December 19, 2009, whether energy conservation standards shall be issued for nonClass A external power supplies. Examples of nonClass A external power supplies include those with a nameplate output power rating greater than 250 watts (W) and those able to convert to more than one AC or DC output voltage at the same time (i.e., multiplevoltage external power supplies). These nonClass A external power supplies appear to constitute a significant group of products, powering applications such as radio transceivers, video game consoles, and printers. Although the current DOE external power supply test procedure (Appendix Z) can test highpower external power supplies, it cannot accommodate external power supplies that convert to more than one output voltage simultaneously. Therefore, in today's notice, DOE proposes to amend its test procedure to allow for the testing of multiplevoltage external power supplies.
EISA also amended section 325 of EPCA to establish definitions for active mode, standby mode, and off mode and directs DOE to amend its existing test procedures by December 31, 2008 for both battery chargers and external power supplies to measure the energy consumed in standby mode and off mode. See EISA, section 310. It also authorizes the Department to amend, by rule, any of the definitions for active, standby, and off mode so long as the Department takes into consideration the most current versions of Standards 62301 (``Household Electrical AppliancesMeasurement of Standby Power'') and 62087 (``Methods of Measurement for the Power Consumption of Audio, Video and Related Equipment'') of the International Electrotechnical Commission (IEC). (See EPCA Sec. 325(gg)(2)(A) and 42 U.S.C. 6295(gg)(2)(A)). Consistent with this authority, today's NOPR proposes amended definitions for these terms that take into consideration IEC Standards 62031 and 62087 and adapt the definitions to how consumers use battery chargers and external power supplies.
Finally, in light of Congress's establishment of energy efficiency
standards for Class A external power supplies, DOE proposes to extend
the certification reporting requirements of 42 U.S.C. 6296, which are
promulgated at 10 CFR 430.62, to cover these products. This extension
is consistent with current requirements for manufacturers of covered
products and would continue to use the existing requirements and form found in 10 CFR part 430, subpart F, appendix A.\3\
\3\ The Office of Management and Budget (OMB) previously
approved the collection of this information on September 27, 2007.
See Notice of Office of Management and Budget Action, OMB Control
No. 19101400, available at http://www.reginfo.gov/public/do/
PRAMain. The supporting statement accompanying DOE's request for an
extension of its clearance under the Paperwork Reduction Act to
collect this information identifies the potential inclusion of
additional respondents as a result of changes introduced by the
Energy Policy Act of 2005. See DOE Supporting Statement for
Paperwork Reduction Act Submission, OMB Control Number 19101400 (May 31, 2007). Battery charger and external power supply
manufacturers were part of this new group of potential respondents.
DOE plans to publish a final rule by December 31, 2008, the statutory deadline for a final rule amending the test procedure, to measure energy consumption in off mode and standby mode for battery chargers and external power supplies. (42 U.S.C. 6295(gg)(2)(B)) Because of this deadline, the sections of this proposal concerning standby mode and off mode are of highest priority. If commenters clearly indicate that further evaluation of the other issues presented in this NOPR is needed, these issues will be addressed in a separate rulemaking. This approach would avoid delaying the standby mode and off mode test procedure final rule.
For each of the various items discussed below, DOE invites stakeholder comments on these proposed amendments to the Department's test procedures.
In this NOPR, DOE proposes to modify the current test procedures
for battery chargers and external power supplies to achieve the following objectives:
(1) Address the statutory requirement to expand test procedures to
incorporate measurement of standby mode and off mode energy consumption;
(2) Expand the external power supply test procedure to accommodate
certain nonClass A external power supplies that DOE will evaluate in the determination analysis;
(3) Revise and adopt definitions pertaining to testing of external power supplies for increased clarity;
(4) Incorporate certain technical changes and clarifications to the
test procedure for singlevoltage external power supplies to improve the accuracy and practicability of the test procedure; and
(5) Incorporate requirements for the submission of certification
test data pertaining to external power supplies subject to minimum efficiency standards effective July 1, 2008.
Table 1 lists the sections of 10 CFR part 430 affected by the
amendments proposed in this NOPR. The left column in Table 1 cites the
locations in the CFR where DOE proposes changes, which are listed in the right column.
Table 1Summary of Changes Proposed in This NOPR and Affected Sections of 10 CFR Part 430
Summary of proposed
Existing section in 10 CFR part 430 modifications
Section 430.22 of subpart BReference
1. Scope...........................
2. Definitions.....................
3. Test Apparatus and General
4. Test Measurement................
1. Scope...........................
2. Definitions.....................
3. Test Apparatus and General
4. Test Measurement................
In developing today's proposed test procedure amendments, DOE
examined IEC Standard 62301 \4\ and the ENERGY STAR test procedures for
battery charging systems,\5\ external power supplies,\6\ and internal power supplies.\7\
[[Page 48058]]
These industry references were either statutorily mandated (as in the
case of IEC Standard 62301), or were developed in a publicly
consultative process and adopted by the U.S. Environmental Protection
Agency (EPA) for the purpose of testing performance characteristics of
these same products to determine their qualification for the ENERGY
STAR program. Consistent with EISA's requirements, DOE also considered
the requirements of IEC Standard 62087, which addresses the methods to
measure the power consumption of audio, video and related equipment.
Since this IEC Standard focuses only on audio, video, and related
equipment that tends to incorporate internal power supplies, DOE found
the scope of IEC Standard 62087 to be too narrow for the purposes of
evaluating standby mode and off mode test procedures for battery
chargers and external power supplies, which are used with a large
variety of products beyond audio and video equipment, such as
telecommunications devices and computers. DOE therefore concludes that
this standard's provisions are not germane in assisting the Department
with developing standby mode and off mode test procedures for the
products covered in today's NOPR. As to Standard 62301 and the ENERGY
STAR test procedures, DOE considered the impact of each proposed change
to ensure that these revisions would not result in test procedures that are unduly burdensome to conduct.
\4\ IEC 62301 ``Household Electrical AppliancesMeasurement of
Standby Power,'' International Electrotechnical Commission, First edition, June 2005.
\5\ ``Test Methodology for Determining the Energy Performance of
Battery Charging Systems,'' Environmental Protection Agency, December 2005.
\6\ ``Test Method for Calculating the Energy Efficiency of
SingleVoltage External AcDc and AcAc Power Supplies,'' California
Energy Commission Public Interest Energy Research Program, August 11, 2004.
\7\ ``Proposed Test Protocol for Calculating the Energy
Efficiency of Internal AcDc Power Supplies,'' Revision 6.2,
California Energy Commission Public Interest Energy Research Program, November 2007.
DOE also examined whether the proposed amendments to its test procedures would significantly change the measured power consumption or efficiency of the battery charger or external power supply. This issue is particularly important for external power supplies because EISA amended section 325 of EPCA to establish minimum efficiency standards for external power supplies that took effect on July 1, 2008. As explained in greater detail later, DOE believes that today's proposed amendments neither alter the measured energy efficiency of the tested products nor do they add any additional burden on the industry to implement because the proposed changes only provide additional clarifications to the test procedures for devices that have an onoff switch. Thus, DOE proposes to amend its test procedures in the manner discussed in the following sections.
DOE welcomes comments on all aspects of this proposal. A. Standby Mode and Off Mode
Section 310 of EISA amended section 325(gg) of EPCA by directing DOE to amend its test procedures to incorporate a measure of standby mode and off mode energy consumption if feasible. (42 U.S.C. 6295(gg)(2)) Section 310 also inserted definitions for off mode and standby mode, which affected EPCA sections 325(gg)(1)(A)(ii) and (iii). These definitions, however, as fully explained in the later discussion, do not apply appropriately to all battery chargers and external power supplies. For instance, under the definition for standby mode for battery chargers, it is unclear whether a battery charger is in standby mode when a thermal sensor triggers a cooling fan. Consequently, these definitions would create confusion in how certain features contained in these products should be treated during testing.
In today's notice, DOE proposes to (1) adapt the definitions of standby mode and off mode that would more appropriately apply to battery chargers and external power supplies, and (2) revise the test procedures for battery chargers and external power supplies to measure standby mode and off mode energy consumption.
For battery chargers, DOE proposes to define standby mode as the condition in which the charger is connected to the main electricity supply and no battery is installed in the charger. For external power supplies, DOE proposes to define standby mode as the condition in which the power supply is connected to the main electricity supply and the output is not connected to any consumer product. Additionally, if the battery charger or external power supply has any onoff switches, DOE proposes that all switches be turned on during the measurement of energy consumption in standby mode.
For off mode, DOE proposes that this condition apply only to battery chargers and external power supplies equipped with onoff switches. For these products, DOE proposes that off mode power consumption be measured as the power consumed while all switches are turned off. A detailed discussion of the proposed definitions and test procedures for standby and off mode follows in section III.A, below. B. MultipleVoltage External Power Supplies
Section 309 of EISA amended section 325 of EPCA to direct DOE to conduct a determination analysis for external power supplies not subject to the Class A external power supply standard. This broad group includes external power supplies with multiple simultaneous outputs at more than one voltage. DOE is not aware of any existing test procedure developed specifically to measure the efficiency or energy consumption of multiplevoltage external power supplies. To help in developing such a procedure, DOE reviewed related test procedures currently in use. As a result, today's proposed rule is based on two California Energy Commission (CEC) test procedures, the ``Test Method for Calculating the Energy Efficiency of SingleVoltage External AcDc and AcAc Power Supplies,'' August 11, 2004 (hereinafter called the ``CEC EPS Test Procedure''), and the ``Proposed Test Protocol for Calculating the Energy Efficiency of Internal AcDc Power Supplies, Revision 6.2,'' November 2007 (hereinafter called the ``CEC IPS Test Procedure'').
DOE's proposed amendment follows the structure of the CEC EPS Test Procedure but incorporates language addressing test methods from both CEC test procedures. As part of this amendment, DOE is also proposing new language necessary for testing multiplevoltage external power supplies and certain test method changes to improve the overall accuracy and practicability of the procedure. Incorporating this amendment into the external power supply test procedure would enable DOE to evaluate power consumption for multiplevoltage external power supplies in all modes of operation: Active mode, noload mode (i.e., ``standby mode''), and off mode. A detailed discussion of DOE's proposed test procedure for multiplevoltage external power supplies can be found in section III.B, below.
In light of the EISA amendments to EPCA, DOE reviewed the relevant
portions of 10 CFR part 430 and determined that amending some of the
definitions in part 430 would help improve the clarity of the external
power supply test procedure. To achieve this goal, DOE proposes to
update certain definitions in Appendix Z based on CEC's test procedures
for external and internal power supplies, IEC Standard 62301, Institute
of Electrical and Electronics Engineers (IEEE) Standard 15152000,\8\ and IEEE Standard 100.\9\ More specifically, DOE
[[Page 48059]]
proposes modifications to the current definitions of ``active mode,''
``active mode efficiency,'' ``noload mode,'' ``total harmonic
distortion,'' and ``true power factor.'' In addition, today's notice
proposes to add definitions for ``active power,'' ``ambient
temperature,'' ``apparent power,'' ``instantaneous power,'' ``minimum
output current,'' ``multiplevoltage external power supply,''
``nameplate input frequency,'' ``nameplate input voltage,'' ``nameplate
output current,'' ``nameplate output power,'' ``nameplate output
voltage,'' ``off mode,'' ``output bus,'' ``switchselectable single
voltage external power supply,'' ``standby mode,'' and ``unit under
test.'' A detailed discussion of these proposed modified and new definitions follows in section III.C, below.
\8\ IEEE 15152000. ``IEEE Recommended Practice for Electronic
Power Subsystems: Parameter Definitions, Test Conditions, and Test
Methods,'' Institute of Electrical and Electronics Engineers. March 2000.
\9\ IEEE 100. ``The IEEE Standard Dictionary of Electrical and
Electronics Terms'' Institute of Electrical and Electronics Engineers. Sixth Edition, 1999.
D. SingleVoltage External Power Supply Test Procedure Amendments
DOE is also considering making limited changes to the test procedure for singlevoltage external power supplies. Specifically, DOE would revise the test conditions (section 3 of Appendix Z) to account for the limitations of test equipment and laboratory conditions. DOE believes that these changes would reduce the testing burden and would not negatively affect the accuracy or repeatability of measurement results. DOE is also considering making a revision to the test measurement procedure (section 4 of Appendix Z) to amend the test measurements to require increased stability before conducting power measurements. Increased stability before conducting power measurements will enhance the accuracy and repeatability of the measurements. Specific descriptions of the changes under consideration, as well as additional discussion, can be found in section III.D, below. E. SwitchSelectable SingleVoltage External Power Supplies
Finally, DOE proposes to clarify in today's notice the method by which singlevoltage external power supplies that incorporate a switch selectable output voltage should be tested because the scope of the current test procedure includes switchselectable EPSs, but the test procedure does not sufficiently specify how to test them. For these external power supplies, DOE proposes that testing be conducted twice: First with the output voltage set to the minimum voltage and second with the output voltage set to the maximum voltage. Under DOE's proposed procedure, an external power supply with a switchselectable output voltage would be considered in compliance with an energy efficiency standard when it meets or exceeds the minimum requirements at both its lowest and highest selectable output voltages.
DOE proposes this approach for two reasons. First, the efficiency
of a switchselectable external power supply is highest at the highest
output voltage setting and lowest at the lowest setting. Measuring the
efficiency at the two voltage extremes bounds the range of possible
efficiencies of the device such that the efficiency at any other
voltage setting would fall between these two measurements. Second, this
proposal is consistent with how other countries, including New Zealand
and Australia,\10\ are considering requiring the testing of switch selectable singlevoltage external power supplies.
\10\ DOE is not aware of any other countries that specifically
address the testing of switchselectable external power supplies. F. Submission of Certification Test Data to DOE
As part of the overall national regulatory program, manufacturers of covered and regulated products must report to DOE that the products they manufacture are in compliance with the applicable energy conservation standards. EISA established standards for Class A external power supplies that took effect on July 1, 2008. Given that development, DOE must now establish the certification and enforcement procedures that manufacturers of these covered products would follow.
DOE proposed certification and enforcement procedures for battery chargers and external power supplies on July 25, 2006. 71 FR 42178. While some of the provisions from that proposal remain pending, DOE finalized two aspects of that NOPR on December 8, 2006: (1) Definitions in 10 CFR 430.2 of ``basic model'' and ``covered product'' as they apply to battery chargers and external power supplies and (2) test procedures for measuring the energy efficiency of battery chargers (Appendix Y) and external power supplies (Appendix Z). 71 FR 71340.
Also in the July 25, 2006 notice, DOE proposed a sampling plan for battery chargers and external power supplies to be codified under 10 CFR 430.24, ``Units to be tested.'' 71 FR at 42204. The sampling plan would provide manufacturers with guidance on selecting units from their production run of covered products, to test those samples and demonstrate compliance with the new standard.
EISA amended section 325(u) of EPCA by establishing minimum efficiency standards for ``Class A'' external power supplies. (42 U.S.C. 6295(u)(6)) Previously, DOE had no reporting requirements for either battery chargers or external power supplies since there was no Federal standard in place for either product because EPACT's amendments (Pub. L. 10958, section 135(c)(4)) to EPCA directed DOE only to determine whether to adopt energy conservation standards for battery chargers and external power supplies. Consistent with the EISA amendment and the requirements already contained in 10 CFR part 430, DOE proposes that manufacturers of Class A external power supplies report the active mode efficiency (as a percentage) and the noload mode power consumption (in watts) of these products to DOE. This proposal is discussed further in section III.F.
As noted above, Congressional directives and the need to incorporate definitions used in test procedures to improve the current test procedures employed by DOE serve as the primary reasons for this NOPR. Each element that DOE proposes to modify in today's notice to satisfy the new statutory requirements from EISA is discussed in detail below.
DOE developed today's proposed amendments to the battery charger
and external power supply test procedures to satisfy the standby mode
and off mode requirements in EPCA, as amended by EISA. Section 310(3)
of EISA amended section 325 of EPCA by inserting new subsection (gg)
(42 U.S.C. 6295(gg)) to require that DOE amend its test procedures for
battery chargers and external power supplies to include measurements of
standby mode and off mode energy consumption. Congress authorized DOE
to amend these definitions so long as the Department took into
consideration the most current versions of IEC standards 62301 and
62087 when amending the definitions. DOE test procedures are based on
CEC and ENERGY STAR test procedures, both of which reference IEC 62301.
Thus, in addition to directly considering IEC 62301, DOE also
considered the standard indirectly, as parts of it were used in other
test procedures. Section 310(3) also provided definitions of off mode
and standby mode that modified EPCA sections 325(gg)(1)(A)(ii) and
(iii). As is explained later below, these definitions, however, are not appropriate when applied to battery
[[Page 48060]]
chargers and external power supplies because of potential confusion in
how to treat particular features that may be contained in these products.
Under EISA, DOE is required to amend its test procedures to measure standby mode and off mode for both battery chargers and external power supplies by December 31, 2008. Consequently, consistent with the authority granted by Congress, DOE is modifying the definitions for these terms and the proposed amendments in this notice would (1) adopt appropriate definitions of standby mode and off mode that provide a better fit for these products, and (2) revise the test methods for measuring energy consumption in these two modes as needed to incorporate them into DOE's test procedures. These proposed revisions to the test procedures would apply to both battery chargers and external power supplies and are discussed below.
DOE adopted a test procedure for battery chargers (Appendix Y) in a
final rule published on December 8, 2006. 71 FR at 71368. DOE's test
procedure measures the energy consumed by battery chargers in battery
maintenance mode and standby mode (also called noload mode) and
combines these two measured quantities into a single energy ratio.
Although both the current DOE test procedure and EISA define the term
``standby mode'' in the context of battery chargers, as discussed
below, the definitions are different. Furthermore, applying the
definition of ``off mode'' contained in EISA to battery chargers
requires modification to ensure that all modes of battery charger use
are tested by DOE's test procedure. The revisions proposed in today's
notice would help ensure that DOE's test procedures sufficiently cover
the appropriate elements of both modes of use. Accordingly, DOE
proposes to revise the definitions of standby mode and off mode as applied to battery chargers.
i. Definitions
In its 2006 final rule, DOE defined ``standby mode'' as ``the mode
of operation when the battery charger is connected to the main
electricity supply and the battery is not connected to the charger.''
71 FR at 71368. In layman's terms, standby mode is the state of an
appliance when it is not performing its primary functionin the case
of battery chargers, that function would be maintaining a fully charged
battery or recharging a discharged battery. This definition was adapted
from the December 2005 ENERGY STAR Eligibility Criteria for Products
with Battery Charging Systems, which defines standby mode, in part, as
``the condition in which no battery is present in the charger, or where
the battery is integral to a product, the product is not attached to
the charger, but the charger is plugged in and drawing power.'' The
ENERGY STAR definition also notes that standby mode ``represents the
lowest power consumption mode which cannot be switched off (influenced)
by the user and that may persist for an indefinite time when an
appliance is connected to the main electricity supply and used in
accordance with the manufacturer's instructions.'' This part of the
definition is derived from the definition of standby power found in IEC Standard 62301.\11\
\11\ IEC Standard 62301 defines standby power as the ``lowest
power consumption mode which cannot be switched off (influenced) by
the user and that may persist for an indefinite time when an
appliance is connected to the main electricity supply and used in
accordance with the manufacturer's instructions.'' IEC Standard 62301, section 3.1.
In contrast, section 310(3) of EISA defined ``standby mode'' as the condition in which an energyusing product(I) is connected to a main power source; and (II) offers 1 or more of the following useroriented or protective functions: (aa) To facilitate the activation or deactivation of other functions (including active mode) by remote switch (including remote control), internal sensor, or timer. (bb) Continuous functions, including information or status displays (including clocks) or sensorbased functions.
DOE believes that Congress drafted this definition to be applicable to a diverse population of energyusing appliances and equipment, including clothes washers and microwave ovens, as well as battery chargers and external power supplies.
However, after carefully examining this definition and considering its impact with respect to battery chargers, DOE believes that applying this definition without modification to these products would be problematic because it would create confusion in how certain features contained in these products should be treated during testing. For instance, under this definition, it is unclear whether a battery indicator light would constitute a useroriented function or a status display. Similarly, the definition provides no guidance as to whether a cooling fan would constitute a protective function or a sensorbased function if triggered by a thermal sensor. Such ambiguities would create confusion among the public, including manufacturers, in understanding the scope of coverage of these definitions and in determining which product designs would be affected by these definitions.
Because of the vagueness of this definition, DOE is concerned about problems that both the public and the industry would likely encounter if the EISA definition of standby mode were adopted verbatim for battery chargers. Therefore, DOE is exercising its authority under section 325 of EPCA, as amended by section 310(3) of EISA, to amend the definitions of the modes, as they apply to this particular product, by rule. (EPCA 325(gg)(1)(B); 42 U.S.C. 6295(gg)(1)(B)) In so doing, DOE has considered IEC Standard 62301 in revising the definition of standby mode by reviewing the standard and incorporating appropriate parts of IEC 62301 into the proposed amendments.
In today's notice, DOE proposes inserting the following definition of ``standby mode'' for battery chargers into Appendix Y, section 2.j: ``the condition in which (1) the battery charger is connected to the main electricity supply; (2) the battery is not connected to the charger; and (3) for battery chargers with manual onoff switches, all switches are turned on.'' DOE believes this definition is appropriate because it provides clarity of application to test technicians and is consistent with the IEC Standard 62301 and ENERGY STAR definitions of standby mode.
In proposing a procedure to incorporate standby mode, which section 310 of EISA directed DOE to include in its energy efficiency evaluation, DOE examined its current procedure, which is based on the ENERGY STAR test procedure. The ENERGY STAR test procedure focuses on measuring the energy used during standby mode and battery maintenance mode, which means that DOE's current battery charger procedure already accounts for energy consumption in standby mode and satisfies section 310 of EISA. As a result, today's proposal satisfies the conditions set by Congress that permit the Secretary to modify this definition to make it applicable to battery chargers. DOE's proposal also clarifies how to measure energy consumption for battery chargers that incorporate onoff switches and is consistent with the IEC Standard 62301 and ENERGY STAR definitions of standby mode for this product.
DOE understands that there are at least three types of battery
charged consumer products: (1) Those that are standalone chargers
which operate with removable batteries such as professional power tools and certain digital cameras;
[[Page 48061]]
(2) those that have the battery affixed into the product so that it is
not removed for charging such as an electric toothbrush or handheld
vacuum cleaner; and (3) those that incorporate all the charging
circuitry and battery into the product and have only a detachable power
cord. For a product with a nondetachable battery (category 2, above)
to be placed into standby mode according to the above proposed
definition, the product itself must be disconnected from the portion of
the charger apparatus connected to the main electricity supply (i.e.,
the wall socket) to ensure that the battery is disconnected from the
charger. For example, to place a cordless telephone in standby mode,
one would remove the handset (which contains the battery) from its
charging cradle while keeping the cradle connected to the main
electricity supply. This example of standby mode for this product would
still be appropriate even if some of the battery charging circuitry
resided in the telephone handset (instead of the cradle), because that
standby mode would represent a typical use scenario for a consumer. The
end user would continue to operate the device in the same manner,
regardless of whether the charging circuit is located in the product or its charging cradle.
In instances where all of the charging and power conversion circuitry resides in the product (category 3, above), the product is connected to the main electricity supply by a detachable AC power cord. During standby mode, the AC power cord is the only part of this battery charging system that would remain connected to the main electricity supply. By itself, the cord consumes no power; therefore, the standby mode power consumption for this category of products would be zero watts. In the case of consumer products for which all of the charging and power conversion circuitry resides in the product, and where the AC power cord is not detachable, no component of the product remains connected to the main electricity supply during standby mode. Thus, standby mode power consumption is undefined or inapplicable to this group of products. However, DOE is not concerned about this exclusion of permanently corded nonremovable battery operated products from any standby mode power consumption standard, because it believes very few or no current products feature both a nondetachable battery and non detachable AC power cord. Further, DOE believes that this category will not grow in the future because a nondetachable AC power cord decreases the portability of a consumer product by adding bulk and weight, which makes it unlikely that this product category will be accepted by consumers.
Section 310 of EISA defines ``off mode'' as ``the condition in which an energyusing product(I) is connected to a main power source; and (II) is not providing any standby or active function.'' DOE has not previously defined ``off mode'' for battery chargers, but today's notice proposes an alternative definition for this term as it applies to battery chargers. As previously noted, DOE is proposing to amend the definitions contained in section 325 of EPCA, as amended by section 310(3) of EISA (42 U.S.C. 6295(gg)(1)(B)) under the authority granted to DOE by Congress.
DOE's current test procedure for battery chargers measures inactive energy consumption when there is no battery inserted into the charger and the charger is still connected to the main electricity supply. DOE understands that some chargers incorporate manual onoff switches (i.e., those activated by the user) and can thereby achieve an even lower state of inactive energy consumption. For these products, the switches may conflict with the ENERGY STAR and IEC Standard 62301 definitions of standby mode, which both state that standby mode is the lowestpower consumption mode. This is because in some cases, the switches will reduce the power consumption to zero, but in other cases, there may still be some power consumption, depending on how the switches are incorporated into the circuit of the battery charger. For this reason, DOE proposes to interpret ``off mode'' as applicable only to battery chargers with switches that are in the off position. Thus, in today's notice, DOE proposes inserting the following definition of ``off mode'' for battery chargers into Appendix Y, section 2.i:
Off mode means the condition, applicable only to units having manual onoff switches, in which the battery charger is (1) connected to the main electricity supply, (2) is not connected to the battery, and (3) all switches are turned off.
DOE believes that this definition is appropriate because it satisfies the requirements of EISA that DOE measure energy consumption in inactive modes (in this case, off mode), provides clarity of application to laboratory technicians, and is consistent with the ``standby mode'' definition used by IEC Standard 62301 and ENERGY STAR.
As discussed earlier, DOE understands that there are at least three
types of batterycharged consumer products: (1) Those that are stand
alone chargers which operate with removable batteries; (2) those that
have the battery affixed into the product so that it is not removed for
charging; and (3) those that incorporate all the charging circuitry and
battery into the product and have only a detachable power cord. For
those products that incorporate a nondetachable battery and those that
incorporate a nondetachable battery and nondetachable AC power cord,
DOE proposes that the off mode definition not apply to any of these
battery chargers that incorporate an onoff switch because the battery
cannot be disconnected from the charger. DOE is not concerned that the
exclusion of these devices will constitute a loophole in the regulation
because consumer products with nondetachable batteries and AC power
cords (e.g., certain uninterruptible power supplies) spend most of
their time in battery maintenance mode.\12\ Also, DOE's battery charger
test procedure already measures the power consumption in battery maintenance mode.
\12\ Battery maintenance mode is defined as ``the mode of
operation when the battery charger is connected to the main
electricity supply and the battery is fully charged, but is still
connected to the charger.'' Appendix Y to Subpart B of Part 430, Section 2(e).
As discussed above, DOE previously codified a test procedure based on ENERGY STAR's procedure for measuring the standby mode and battery maintenance mode energy consumption of battery chargers. 71 FR at 71368. Section 323 of EPCA, as amended by section 310 of EISA, directs DOE to develop test procedures for the measurement of standby mode and off mode energy consumption for battery chargers by December 31, 2008. DOE believes that its existing test procedure already incorporates a method under which standby mode and off mode energy consumption can be measured and proposes minor revisions in today's notice to improve the clarity and applicability of this test procedure to standby mode and off mode. Section 3 of Appendix Y, which covers test apparatus and general instructions, does not require modification, since no changes are necessary to the required test apparatus.
In section 4 of Appendix Y, DOE proposes to add a new subsection
``(c) StandbyMode and OffMode Power Consumption Measurement.'' This subsection would describe the manner
[[Page 48062]]
in which to measure standby mode and off mode energy consumption
separately. To measure standby mode, DOE proposes that users ``conduct
a measurement of standby power consumption while the battery charger is
connected to the power source.'' Specifically, the proposed subsection (c) would require the user to
[r]emove the battery from the charger and record the power (i.e.,
watts) consumed as the time series integral of the power consumed
over a onehour test period, divided by the period of measurement.
If the battery charger has manual switches, all must be turned on for the duration of the standby mode test.
This language is based largely on the test measurement language incorporated by reference in section 4 of Appendix Y for Inactive Mode Energy Consumption, which refers to section 5, ``Determining BCS Energy Ratio,'' of the EPA's Test Methodology for Determining the Energy Performance of Battery Charging Systems (December 2005). Section 5 of the EPA battery charger test procedure, subsection 5.1, step 3, provides guidance to users for measuring power consumed when the battery is removed from the charger. In that step, EPA's procedure instructs the user to remove the battery from the charger while continuing to measure standby power. The procedure provides two options in this regarda full test for 12 hours or an abbreviated test for 1 hour.
In today's notice, DOE proposes language for the measurement of standby mode energy consumption based on the abbreviated test, which directs technicians as follows: ``Measure energy used for a period of not less than 1 hour. Energy use may be measured as a time series integral of power. * * * '' In other words, technicians would measure the cumulative energy consumed in standby mode over a defined period of time: E = [int]P [middot] dt, where E is energy, P is power, and t is time. DOE believes that the abbreviated test, which gathers data for one hour, would provide sufficiently accurate results for determining the power consumption of battery chargers without a battery installed because the time period is sufficient enough to permit the vast majority of battery chargers to stabilize and any power consumption in standby mode to be easily measured. DOE recognizes, however, the possibility that measurements conducted over a one hour period of battery chargers with lowfrequency, pulsed operation in standby mode may not be representative of the energy consumption of these types of commonly used devices. Because of this potential limitation, DOE is particularly interested in comments that address increased required testing times beyond one hour up to a maximum of 12 hours.
For off mode, DOE proposes virtually identical test procedure language, changing only the requirement that if the battery charger has any switches, that those switches should be turned off. For this test procedure as well, DOE invites comment on the required duration of 1 hour of data collection, and other appropriate durations, including those between 1 hour and 12 hours.
For both modes, DOE proposes to include language based on the ENERGY STAR test procedure that clarifies the testing conditions for measuring the nobattery mode. Similar to the discussion in section III.A.1.i above, DOE's proposal would rely on an approach for standby and off mode similar to the one proposed above for battery chargers.
As discussed above, standby mode and off mode may also apply to products with nondetachable batteries. If the product uses a cradle and/or adapter for power conversion and charging, then only that part of the system will remain connected to the main electricity supply, and standby and off mode power consumption will equal that of the cradle and/or adapter. If the product contains integrated power conversion and charging circuitry but is powered through a detachable AC power cord, then only the cord will remain connected to mains AC power supply, and standby and off mode power consumption will equal that of the AC power cord (i.e., zero watts). If the product contains integrated power conversion and charging circuitry but is powered through a non detachable AC power cord, then no part of the system will remain connected to mains, and standby and off mode power consumption are not applicable.
DOE adopted a test procedure for external power supplies (Appendix Z) in a final rule published on December 8, 2006. 71 FR at 71368. DOE's test procedure measures the energy consumed by external power supplies in both active mode and noload mode. However, the test procedure does not define the terms ``standby mode'' or ``off mode,'' although it does define ``noload mode'' as ``the mode of operation when the external power supply is connected to the main electricity supply and the output is not connected to a load.'' 10 CFR 430, subpart B, Appendix Z, 2.c. i. Definitions
DOE reviewed the definitions for standby mode and off mode in
section 325 of EPCA, as amended by section 310 of EISA and found that
the broad language used in the definitions might make these terms
confusing or result in misapplication of the test procedure when
measuring the energy consumed in these two modes. Furthermore, the
statute provides no guidance on how to handle external power supplies
that incorporate onoff switches. Therefore, DOE proposes to revise the
definitions of standby mode and off mode as they apply to external
power supplies to help clarify their application and provide this
necessary guidance (i.e., some external power supplies are sold today with onoff switches). DOE also proposes a method by which
manufacturers can measure the energy consumed in these two modes that
is based on the approach already followed for measuring noloadmode energy consumption in the EPS Test Procedure.
Because of the broad coverage of section 325 of EPCA, as amended by section 310(3) of EISA, and for the reasons cited in the battery chargers discussion above, DOE is concerned about problems that might arise if it were to adopt the language of the EISA definition of standby mode verbatim and apply it to external power supplies. In light of this situation, and consistent with Congressional directives to the Department, DOE is exercising its authority under section 325 of EPCA, as amended by EISA, to amend the definitions of the modes as they apply to this product, by rule, while considering IEC 62301. (42 U.S.C. 6295(gg)(1)(B) (as amended by EISA))
Additionally, since DOE does not currently have a definition of
standby mode for external power supplies, DOE is proposing to
incorporate a definition for this term into DOE's regulations in
Appendix Z, section 2.s. The definition would provide that standby mode
would mean ``the condition in which the external power supply is in no
load mode and, for external power supplies with onoff switches, all
switches are turned on.'' DOE is also proposing to modify the
definition of the term ``noload mode'' to take into account multiple
voltage external power supplies. DOE's proposed definition for noload
mode in Appendix Z, section 2.n is ``the mode of operation when an
external power supply is connected to the main electricity supply and
the output is (or `all outputs are' for a multiplevoltage external
power supply) not connected to a load (or `loads' for a multiple
voltage external power supply).'' This definition is based on the no load mode definition in the CEC EPS
[[Page 48063]]
Test Procedure, which references IEC 62301. Thus, DOE's proposed
definition reflects its consideration of IEC 62301. These definitions
satisfy sections 321 and 325 of EPCA, as amended by sections 301 and
310 of EISA, provide clarity on testing external power supplies
(including those with switches), and are consistent with IEC 62301's and ENERGY STAR's definition of standby mode.
The external power supply test procedure that DOE adopted in the December 2006 final rule, which is based on the ENERGY STAR test procedure, incorporated a measurement of noload mode. DOE's current test procedure already accounts for the energy consumption in one of the inactive modes that the Secretary is directed to consider under section 325 of EPCA, as amended by section 310 of EISA. DOE's proposed definition of standby mode is consistent with the existing noload mode definition in the CFR and the definition of standby mode in EPCA, while also providing clarity on the measurement of standby mode energy consumption for external power supplies that incorporate onoff switches. DOE's proposed definition is also consistent with the ENERGY STAR definition of noload mode (and, by extension, standby mode) for this product.
As discussed in section III.A.1.i of this notice on battery chargers, section 310(3) of EISA amended EPCA to define ``off mode'' as ``the condition in which an energyusing product(I) is connected to a main power source; and (II) is not providing any standby or active mode function.'' (42 U.S.C. 6295(gg)(1)(A)(ii)) DOE has not previously defined ``off mode'' for external power supplies, and is unaware of any definitions or test procedures that measure off mode for external power supplies. Furthermore, similar to battery chargers, the definition Congress included in EISA, lacks specificity and instruction on the measurement of energy consumption in off mode for external power supplies. To address this issue, under the authority Congress granted to the Department under EISA, DOE is proposing a definition for off mode as applied to external power supplies. (42 U.S.C. 6295(gg)(1)(B))
As with battery chargers, external power supplies can also incorporate onoff switches and may achieve a lower state of energy consumption than in standby mode. After considering IEC 62301, DOE believes that this lower state of energy consumption could conflict with the IEC Standard 62301 definition of ``standby mode,'' which states that standby mode is ``the lowest power consumption mode.'' See IEC Standard 62301 at section 3.2. The conflict could arise depending on where the onoff switch is placed in the EPS circuit: when the switch is set to the ``off'' position the EPS may or may not continue to consume power. For instance, if the switch interrupts the output on the secondary side of the EPS, then the EPS would continue to consume power when attached to mains and switched off. For this reason, DOE proposes to treat external power supplies with onoff switches turned off as being in off mode. Thus, in today's NOPR, DOE proposes to define ``off mode'' for external power supplies in Appendix Z, Section 2.o as: the condition, applicable only to units having onoff switches, in which the external power supply is (1) connected to the main electricity supply, (2) the output is not connected to any load, and (3) all switches are turned off.
As with DOE's proposed battery charger definition for off mode, DOE believes this proposed definition satisfies Congress's directives that DOE provide a means to measure energy consumption in inactive modes and is consistent with the IEC Standard 62301 definition of standby mode. ii. Test Method
Prior to the enactment of EISA, DOE promulgated a test procedure regulation addressing sections 3 and 4 of Appendix Z for external power supplies that relied on the CEC EPS test procedures, which in turn, incorporated a means to measure the noload energy mode. See 71 FR at 7
FOR FURTHER INFORMATION CONTACT Mr. Victor Petrolati, U.S. Department
of Energy, Office of Energy Efficiency and Renewable Energy, Building
Technologies Program, EE2J, 1000 Independence Avenue, SW., Washington, DC 205850121. Telephone: (202) 5864549. Email:
Victor.Petrolati@ee.doe.gov.
Ms. Francine Pinto or Mr. Michael Kido, U.S. Department of Energy,
Office of the General Counsel, GC72, 1000 Independence Avenue, SW., Washington, DC 20585. Telephone: (202) 5869507. Email:
Francine.Pinto@hq.doe.gov or Michael.Kido@hq.doe.gov.
For information on how to submit or review public comments and on how to participate in the public meeting, contact Ms. Brenda Edwards, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Building Technologies Program, EE2J, 1000 Independence Avenue, SW., Washington, DC 205850121. Telephone: (202) 5862945. Email: Brenda.Edwards@ee.doe.gov.
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 47 CFR Part 73 26 CFR Part 1 40 CFR Part 180 33 CFR Part 117 50 CFR Part 17 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 33 CFR Part 100 40 CFR Part 63 50 CFR Part 622 44 CFR Part 65 50 CFR Part 660 26 CFR Part 301 39 CFR Part 111 40 CFR Part 300 6 CFR Part 5 40 CFR Part 271 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 44 CFR Part 64 10 CFR Part 50 49 CFR Part 571 47 CFR Part 76