 |
||
 |
||
|
||
|
||
|
|
|
|
||
Search this site
Email Subscriptions
MSRB Glossary of Terms
Filings with SEC
2008 Filings
SR-MSRB-2008-07 (November 18, 2008)
Proposed Rule Change to Rule G-34, on CUSIP Numbers and New Issue Requirements, to Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations
SR-MSRB-2008-07, Amendment No. 1 (January 2, 2009)
SR-MSRB-2008-06 (August 18, 2008)
Revisions to the Study Outline and Selection Specifications for the Municipal Fund Securities Limited Principal Qualification Examination (Series 51) Program
SR-MSRB-2008-05 (July 29, 2008)
Proposed Rule Change to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)
SR-MSRB-2008-05, Amendment No. 1 (November 5, 2008)
SR-MSRB-2008-04 (May 9, 2008)
Amendment to Rule G-34, on CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing Corporation’s New Issue Information Dissemination System
SR-MSRB-2008-03 (March 18, 2008)
Amendments to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice SR-MSRB-2008-03, Amendment No. 1 (June 26, 2008)
SR-MSRB-2008-02 (March 5, 2008)
Amendment to Rule A-3, on Membership on the Board, and Rule A-4, on Meetings of the Board
SR-MSRB-2008-01 (February 19, 2008)
Amendment to Rule G-8 to Delete the Requirement to Maintain Copies of Form G-40 and Any Amended Forms as Required by Rule G-40
2007 Filings
SR-MSRB-2007-08 (November 27, 2007)
Proposed Rule Change to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-34, on CUSIP Numbers and New Issue Requirements, to Improve Transaction Reporting of New Issues
SR-MSRB-2007-08, Amendment No. 1 (April 22, 2008)
SR-MSRB-2007-07 (November 27, 2007)
Amendment to Rule G-14, on Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline
SR-MSRB-2007-06 (November 15, 2007)
Proposed Rule Change to Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal
SR-MSRB-2007-06, Amendment No. 1 (January 30, 2008)
SR-MSRB-2007-06, Amendment No. 2 (March 7, 2008)
SR-MSRB-2007-05 (November 8, 2007)
Technical Amendments to Rule G-27, on Supervision
SR-MSRB-2007-04 (October 16, 2007)
Amendments to Rule G-40, on Electronic Mail Contacts, to More Fully Conform MSRB Requirements to FINRA Requirements Relating to Contact Information
SR-MSRB-2007-03 (September 14, 2007)
Proposed Rule Change to Delay, Until February 29, 2008, the Implementation of Amendments to Rule G-27, on Supervision
SR-MSRB-2007-02 (August 9, 2007)
Amendment to Rule A-3, on Membership on the Board, to Permit a Board Member to Succeed Him or Herself in Office for a Second Consecutive Term
SR-MSRB-2007-02, Amendment No. 1 (September 17, 2007)
SR-MSRB-2007-01 (June 13, 2007)
Amendments To and An Interpretation of Rule G-14, on Reports of Sales or Purchases, Relating to Reporting Special Condition Indicators for Certain Special Trading Situations
2006 Filings
SR-MSRB-2006-10 (November 24, 2006)
Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention
SR-MSRB-2006-09 (November 21, 2006)
Proposed Rule Change Relating to Rule G-21, on Advertising, and Rule G-27, on Supervision
SR-MSRB-2006-09, Amendment No. 1 (February 12, 2007)
SR-MSRB-2006-08 (October 24, 2006)
Amendment to Rule A-6, on Committees of the Board
SR-MSRB-2006-07 (August 15, 2006)
Amendments to Rule G-14 RTRS Procedures Relating to "List Offering Price" and Takedown" Transactions
SR-MSRB-2006-06 (August 11, 2006)
Revisions to the Series 51 Study Outline
SR-MSRB-2006-05 (June 19, 2006)
Revisions to the Series 53 Study Outline and Test Specifications
SR-MSRB-2006-04 (May 25, 2006)
Amendment to Rule A-11, on Indemnification of Members and Employees
SR-MSRB-2006-03 (March 31, 2006)
Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans
SR-MSRB-2006-02 (March 20, 2006)
MSRB Files Restated Articles of Incorporation and By-Laws with SEC
SR-MSRB-2006-01 (March 17, 2006, re-filed March 28, 2006)
Amendment to Withdraw Question and Answer Guidance under Rule G-37 and former Rule G-38
SR-MSRB-2006-01, Amendment No. 1 (April 20, 2006)
2005 Filings
SR-MSRB-2005-17 (December 16, 2005)
Amendments to Rules A-3(f) and A-6(c) Relating to Board Member Compensation
SR-MSRB-2005-16 (December 13, 2005)
Amendment Extends the Expiration Date of the Three-Hour Exception to the 15 Minute Reporting Deadline Under Rule G-14 RTRS Procedures
SR-MSRB-2005-15 (October 13, 2005)
Revisions to the Series 9/10 Examination
SR-MSRB-2005-14 (September 12, 2005)
Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission
SR-MSRB-2005-13 (June 23, 2005)
Amendments to Official Statement Delivery Requirements Under Rules G-32, G-36 and G-11
SR-MSRB-2005-12 (June 21, 2005)
Amendments to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business, Concerning Solicitation and Payments to Political Parties, and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d), on Indirect Violations
SR-MSRB-2005-11 (June 8, 2005)
Interpretive Notice Relating to Definition of "Solicitation" Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business, and Rule G-38, on Solicitation of Municipal Securities Business
SR-MSRB-2005-11, Amendment No. 1 (December 7, 2005)
SR-MSRB-2005-11, Amendment No. 2 (March 17, 2006)
SR-MSRB-2005-10 (June 2, 2005)
Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business
SR-MSRB-2005-09 (June 2, 2005)
Amendments Relating to Month-End Performance Data for Municipal Fund Securities Under Rule G-21, on Advertising
SR-MSRB-2005-08 (May 26, 2005)
Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
SR-MSRB-2005-07 (April 29, 2005)
Amendment to Rule G-8 Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses
SR-MSRB-2005-05 (March 21, 2005)
Amendments to Rule G-8 to Add Requirement for Predispute Arbitration Agreements with Customers and to Rule A-11 to Delete Obsolete References to Arbitrators
SR-MSRB-2005-05, Amendment No. 1 (April 1, 2005)
SR-MSRB-2005-04 (March 17, 2005)
Amendments Relating to Solicitation of Municipal Securities Business Under Rule G-38
SR-MSRB-2005-04, Amendment No. 1 (August 9, 2005)
SR-MSRB-2005-03 (March 4, 2005)
Amendment to Rule G-41, on Anti-Money Laundering Compliance
SR-MSRB-2005-03, Amendment No. 1 (April 25, 2005)
SR-MSRB-2005-02 (January 13, 2005)
Amendments to Rules G-20, on Gifts and Gratuities, and G-8, on Recordkeeping
SR-MSRB-2005-01 (January 5, 2005)
Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts—Disclosure of Original Issue Discount Bonds
2004 Filings
SR-MSRB-2004-09 (December 16, 2004)
Amendments to Rule G-21, on Advertising, to Establish Specific Requirements with Respect to Advertisements by Dealers Relating to Municipal Fund Securities
SR-MSRB-2004-08 (November 18, 2004)
Amendments to Rule G-34, on CUSIP Numbers and New Issue Requirements, to Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities
SR-MSRB-2004-07 (November 15, 2004)
Implementation Plan for the January 2005 Transition to MSRB's Real-Time Transaction Reporting and Price Dissemination System, Which Includes the Effective Date for Admendments to Rule G-14 and Rule G-12(f)
©2008 Municipal Securities Rulemaking Board. All Rights Reserved. Terms and Conditions of Use.