The Federal Register http://thefederalregister.com/b.p/department/SECURITIES_AND_EXCHANGE_COMMISSION/2008-06-16/ Daily Publications of Meetings and Rules Changes for the Federal Government Thu, Jan 8 2009 11:00:00 GMT Thu, Jan 8 2009 11:00:00 GMT info@thefederalregister.com <![CDATA[ Submission for OMB Review; Comment Request ]]> http://thefederalregister.com/d.p/2008-06-16-E8-13427

Extension:

Rule 609 and Form SIP; OMB Control No. 32350043; SEC File No. 27023.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') has submitted to the Office of Management and Budget a request for approval of extension of the existing collection of information provided for the following rule: Rule 609 (17 CFR 249.609) (formerly Rule 11Ab21) and Form SIP (17 CFR 249.1001).

On September 23, 1975, the Commission adopted Rule 11Ab21,\1\ which under Regulation NMS has been redesignated as Rule 609 and Form SIP under the Securities Exchange Act of 1934 (``Act'') (15 U.S.C. 78a et seq.) to establish the procedures by which Securities Information Processor (``SIP'') files and amends their SIP registration statements.\2\ The informati ]]> http://thefederalregister.com/d.p/2008-06-16-E8-13427 Mon, Jun 16 2008 11:00:00 GMT <![CDATA[ In the Matter of Harbour Intermodal, Ltd.; Order of Suspension of Trading]]> http://thefederalregister.com/d.p/2008-06-16-08-1361

It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Harbour Intermodal, Ltd. because it has not filed any periodic reports since the period ended September 30, 2002.

The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the abovelisted company.

Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the abovelisted company is suspended for the period from 9:30 a.m. EDT on June 12, 2008, through 11:59 p.m. EDT on June 25, 2008.

By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 081361 Filed 61208; 12:18pm]
BILLING CODE 801001P ]]> http://thefederalregister.com/d.p/2008-06-16-08-1361 Mon, Jun 16 2008 11:00:00 GMT <![CDATA[ Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting]]> http://thefederalregister.com/d.p/2008-06-16-E8-13426

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on May 27, 2008, Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a National Association of Securities Dealers, Inc. (``NASD'')) filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have been substantially prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons and to approve the proposal on an accelerated basis.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

FINRA proposes to amend NASD Interpretive Material (``IM'') 9216 \3\ to expand FINRA's Minor Rule Violation Plan (``MRVP'') to include violations of options position and exercise limits and contrary exerc ]]> http://thefederalregister.com/d.p/2008-06-16-E8-13426 Mon, Jun 16 2008 11:00:00 GMT