The Federal Register http://thefederalregister.com/b.p/department/SECURITIES_AND_EXCHANGE_COMMISSION/2008-06-27/ Daily Publications of Meetings and Rules Changes for the Federal Government Thu, Jan 8 2009 11:00:00 GMT Thu, Jan 8 2009 11:00:00 GMT info@thefederalregister.com <![CDATA[ Sunshine Act Meeting ]]> http://thefederalregister.com/d.p/2008-06-27-E8-14611 Status: Closed Meeting.
Place: 100 F Street, NE., Washington, DC.
Date and Time of Previously Announced Meeting: Thursday, June 26, 2008 at 10 a.m.

Change in the Meeting: Cancellation of Meeting.

The Closed Meeting scheduled for Thursday, June 26, 2008 has been cancelled.

For further information please contact the Office of the Secretary at (202) 5515400.

June 24, 2008.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E814611 Filed 62608; 8:45 am]
BILLING CODE 801001P ]]> http://thefederalregister.com/d.p/2008-06-27-E8-14611 Fri, Jun 27 2008 11:00:00 GMT <![CDATA[ Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to the]]> http://thefederalregister.com/d.p/2008-06-27-E8-14568

I. Introduction

On March 12, 2008, the Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a National Association of Securities Dealers, Inc. (``NASD'')) filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to amendments to NASD Rule 12400(c) of the Code of Arbitration Procedure for Customer Disputes (``Customer Code'') and NASD Rule 13400(c) of the Code of Arbitration Procedure for Industry Disputes (``Industry Code''). The proposed rule change was published for comment in the Federal Register on March 25, 2008.\3\ The Commission received five comment letters in response to the proposed rule change.\4\ This order approves the proposed rule change.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See Securities Exchange Act Release No. 3457529 (March 19, 2008); 73 FR 15817 (Mar. 25, 2008) ]]> http://thefederalregister.com/d.p/2008-06-27-E8-14568 Fri, Jun 27 2008 11:00:00 GMT <![CDATA[ Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a]]> http://thefederalregister.com/d.p/2008-06-27-E8-14566

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on June 17, 2008, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have been substantially prepared by the Exchange. The Exchange filed the proposal as a ``noncontroversial'' proposed rule change pursuant to section 19(b)(3)(A) of the Act \3\ and Rule 19b4(f)(6) thereunder,\4\ which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A).
\4\ 17 CFR 240.19b4(f)(6).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

The Phlx propose ]]> http://thefederalregister.com/d.p/2008-06-27-E8-14566 Fri, Jun 27 2008 11:00:00 GMT