The Federal Register http://thefederalregister.com/b.p/department/_SECURITIES_AND_EXCHANGE_COMMISSION/ Daily Publications of Meetings and Rules Changes for the Federal Government Sat, Sep 6 2008 11:00:00 GMT Sat, Sep 6 2008 11:00:00 GMT info@thefederalregister.com <![CDATA[ Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as]]> http://thefederalregister.com/d.p/2008-06-20-E8-13914

I. Introduction

On April 30, 2008, The NASDAQ Stock Market LLC (``Nasdaq'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed rule change seeking to adopt new Nasdaq Rule 4420(o) to list and trade, or trade pursuant to unlisted trading privileges (``UTP''), securities issued by actively managed, openend investment management companies (``Managed Fund Shares'') and to amend certain other Nasdaq rules to incorporate references to such Managed Fund Shares. On May 7, 2008, the Exchange filed Amendment No. 1 to the proposed rule change. The proposed rule change, as amended, was published for comment in the Federal Register on May 14, 2008.\3\ The Commission received no comments regarding the proposal. This order approves the proposed rule change, as modified by Amendment No. 1.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4 ]]> http://thefederalregister.com/d.p/2008-06-20-E8-13914 Fri, Jun 20 2008 11:00:00 GMT <![CDATA[ Proposed Collection; Comment Request ]]> http://thefederalregister.com/d.p/2008-05-21-E8-11281

Extension:

Rule 17a22; SEC File No. 270202; OMB Control No. 32350196.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval.

  • Rule 17a22 (17 CFR 240.17a22)Supplemental Material of Registered Clearing Agencies

    Rule 17a22 under the Securities Exchange Act of 1934 (``Exchange Act'') \1\ requires all registered clearing agencies to file with the Commission three copies of all materials they issue or make generally available to their participants or other entities with whom they have a significant relationship. The filings wi ]]> http://thefederalregister.com/d.p/2008-05-21-E8-11281 Wed, May 21 2008 11:00:00 GMT